Stock broker license india

Stock broker license india

By: referer Date: 30.05.2017
stock broker license india

Stock brokers are licensed professionals who advise clients and manage client investments. They perform such tasks as purchasing and selling stocks, bonds and other securities.

NSE - National Stock Exchange of India Ltd.

A stock broker need to follow the guidelines laid down by SEBI for the registration process. The application process is the same where information such as Name, Address, PAN Number and other important details need to be mentioned, while applying.

You will need to also mention the stock exchange in which you would like to trade in. Mention the different segments that you are trading in such as equity derivatives, equities, currency derivatives and also for each category such as trading members, trading cum self-clearing members and professional clearing members.

Stock brokers need to get a Certificate of Registration CoR from SEBI in order to proceed with trading. A sub-broker can register as a sub-broker with SEBI,similar to a stock broker.

Stock brokers need to pay membership fees to the stock exchange. These fees are only applicable once the SEBI deems the applicants are eligible to become SEBI registered stock brokers.

How to Become a Broker in India | eHow

Requirements for a Licensed Stock Broker: Education and Career Info How to Become a SEBI Registered Stock Broker: Create Procedure for India. Retrieved from " https: Views Read Edit View history. Navigation Main page Community portal Current events Recent changes Random page Help.

How to Become Stock Broker - A comp;letel guide

Toolbox What links here Related changes Printable version Permanent link. This page was last modified on 14 November , at This page has been accessed times. Privacy policy About Wikiprocedure Disclaimers Earn From Wikiprocedure Blog.

Rating 4,2 stars - 898 reviews
inserted by FC2 system